Shatswell MacLeod's team of professionals stands ready to assist community banks with the wide range of regulatory compliance issues. Frequently, financial institutions do not have sufficient time or internal resources to respond to specific compliance requirements.

Here is a sample of our regulatory compliance services:

• Consumer compliance reviews including:
  • Consumer lending statutes (regulations B, C, Z, RESPA, FCRA, FHA)
  • CRA (Community Reinvestment Act) program effectiveness
  • Consumer deposit statutes (regulations CC, D, DD, E, Q)
  • Bank Secrecy Act
  • ACH (Automated Clearing House) transactions
• Assess the effectiveness of rate risk management programs in accordance with regulatory expectations
• Assist management with the development and documentation of financial reporting system controls as per COSO guidelines in order to satisfy FDICIA requirements
• Develop comprehensive policy and procedure manuals
• Develop, updated, and tested disaster-recovery/business-resumption contingency plans